How Do We Do What We Do?

  1. Conduct preliminary plan diagnostic and review to check for any fundamental compliance exposures.
  2. Identify, document and understand the true cost of plan services and the costs borne by the employer, plan, and participant. Benchmark plan costs against fellow employers in comparable peer groups.
  3. Secure improved financial disclosure from plan service providers, including potential conflicts-of-interest.
  4. Create, implement and maintain an Investment Policy Statement that is consistent with compliance standards.
  5. Create, implement and maintain an Investment Due Diligence process that is consistent with compliance standards.
  6. Create, implement and maintain a participant and trustee education framework that is consistent with compliance standards.
  7. Keep track of recent news on compliance issues and continually monitor plan investment options.